International Convention for the Unification of Certain Rules of Law relating to Bills of Lading (Hague Rules), and Protocol of Signature
(Brussels, 25 August 1924)
统一提单的若干法律规则的国际公约(海牙规则)
简介:
Article 1
In this Convention the following words are employed with the meanings set out below:
本公约所用下列各词,涵义如下:
(a) "Carrier" includes the owner or the charterer who enters into a contract of carriage with a shipper.
(a) “承运人”包括与托运人订有运输合同的船舶所有人或租船人。
(b) "Contract of carriage" applies only to contracts of carriage covered by a bill of lading or any similar document of title, in so far as such document relates to the carriage of goods by sea, including any bill of lading or any similar document as aforesaid issued under or pursuant to a charter party from the moment at which such bill of lading or similar document of title regulates the relations between a carrier and a holder of the same.
(b)
(c) "Goods" includes goods, wares, merchandise and articles of every kind whatsoever except live animals and cargo which by the contract of carriage in stated as being carried on deck and is so carried.
(c)
(d) "Ship" means any vessel used for the carriage of goods by sea.
(d) “船舶”是指用于海上货物运输的任何船舶。
(e) "Carriage of goods" covers the period from the time when the goods are loaded on to the time they are discharged from the ship.
(e)
Article 2
Subject to the provisions of Article 6, under every contract of carriage of goods by sea the carrier, in relation to the loading, handling, stowage, carriage, custody, care and discharge of such goods, shall be subject to the responsibilities and liabilities, and entitled to the rights and immunities hereinafter set forth.
除遵照第六条规定外,每个海上货物运输合同的承运人,对有关货物的装载、搬运、积载、运送、保管、照料和卸载,都应按照下列规定承担责任和义务,并享受权利和豁免。
Article 3
1. The carrier shall be bound before and at the beginning of the voyage to exercise due diligence to:
1.承运人须在开航前和开航时谨慎处理:
(a) Make the ship seaworthy. (a)
(b) Properly man, equip and supply the ship.
(b)
(c) Make the holds, refrigerating and cool chambers, and all other parts of the ship in which goods are carried, fit and safe for their reception, carriage and preservation.
(c)
2. Subject to the provisions of Article 4, the carrier shall properly and carefully load, handle, stow, carry, keep, care for, and discharge the goods carried.
2.除遵照第四条规定外,承运人应适当和谨慎地装卸、搬运、积载、运送、保管、照料和卸载所运货物。
3. After receiving the goods into his charge the carrier or the master or agent of the carrier shall, on demand of the shipper, issue to the shipper a bill of lading showing among other things:
3.承运人或船长或承运人的代理人在收受货物归其照管后,经托运人的请求,应向托运人签发提单,其上载明下列各项:
(a) The leading marks necessary for identification of the goods as the same are furnished in writing by the shipper before the loading of such goods starts, provided such marks are stamped or otherwise shown clearly upon the goods if uncovered, or on the cases or coverings in which such goods are contained, in such a manner as should ordinarily remain legible until the end of the voyage.
(a) 与开始装货前由托运人书面提供者相同的、为辨认货物所需的主要标志,如果这项标志是以印戳或其他方式标示在不带包装的货物上,或在其中装有货物的箱子或包装物上,该项标志通常应在航程终了时仍能保持清晰可认。
(b) Either the number of packages or pieces, or the quantity, or weight, as the case may be, as furnished in writing by the shipper.
(b) 托运人用书面提供的包数或件数,或数量,或重量。
(c) The apparent order and condition of the goods. (c) 货物的表面状况。
Provided that no carrier, master or agent of the carrier shall be bound to state or show in the bill of lading any marks, number, quantity, or weight which he has reasonable ground for suspecting not accurately to represent the goods actually received, or which he has had no reasonable means of checking.
但是,承运人、船长或承运人的代理人,不一定必须将任何货物的标志、号码、数量或重量表明或标示在提单上,如果他有合理根据怀疑提单不能正确代表实际收到的货物,或无适当方法进行核对的话。
4. Such a bill of lading shall be prima facie evidence of the receipt by the carrier of the goods as therein described in accordance with paragraph 3(a), (b) and (c).
4.依照第3款(a)、(b)、(c)项所载内容的这样一张提单,应作为承运人收到该提单中所载货物的初步证据。
5. The shipper shall be deemed to have guaranteed to the carrier the accuracy at the time of shipment of the marks, number, quantity and weight, as furnished by him, and the shipper shall indemnity the carrier against all loss, damages and expenses arising or resulting from inaccuracies in such particulars. The right of the carrier to such indemnity shall in no way limit his responsibility and liability under the contract of carriage to any person other than the shipper.
5.托运人应被视为已在装船时向承运人保证,由他提供的标志、件数、数量和重量均正确无误;并应赔偿给承运人由于这些项目不正确所引起或导致的一切灭失、损坏和费用。承运人的这种赔偿权利,并不减轻其根据运输合同对托运人以外的任何人所承担的责任和义务。
6. Unless notice of loss or damage and the general nature of such loss or damage be given in writing to the carrier or his agent at the port of discharge before or at the time of the removal of the goods into the custody of the person entitled to delivery thereof under the contract of carriage, or, if the loss or damage be not apparent, within three days, such removal shall beprima facie evidence of the delivery by the carrier of the goods as described in the bill of lading.
6.在将货物移交给根据运输合同有权收货的人之前或当时,除非在卸货港将货物的灭失和损害的一般情况,已用书面通知承运人或其代理人,则这种移交应作为承运人已按照提单规定交付货物的初步证据。
If the loss or damage is not apparent, the notice must be given within three days of the delivery of the goods.
如果灭失或损坏不明显,则这种通知应于交付货物之日起的三天内提交。
The notice in writing need not be given if the state of the goods has, at the time of their receipt, been the subject of joint survey or inspection.
如果货物状况在收受时已经进行联合检验或检查,就无须再提交书面通知。
In any event the carrier and the ship shall be discharged from all liability in respect of loss or damage unless suit is brought within one year after delivery of the goods or the date when the goods should have been delivered.
除非从货物交付之日或应交付之日起一年内提出诉讼,承运人和船舶在任何情况下都免除对灭失或损害所负的一切责任。
In the case of any actual or apprehended loss or damage the carrier and the receiver shall give all reasonable facilities to each other for inspecting and tallying the goods.
7. After the goods are loaded the bill of lading to be issued by the carrier, master, or agent of the carrier, to the shipper shall, if the shipper so demands, be a "shipped" bill of lading, provided that if the shipper shall have previously taken up any document of title to such goods, he shall surrender the same as against the issue of the "shipped" bill of lading, but at the option of the carrier such document of title may be noted at the port of shipment by the carrier, master, or agent with the name or names of the ship or ships upon which the goods have been shipped and the date or dates of shipment, and when so noted, if it shows the particulars mentioned in paragraph 3 of Article 3, shall for the purpose of this Article be deemed to constitute a "shipped" bill of lading.
7.货物装船后,如果托运人要求,签发“已装船”提单,承运人、船长或承运人的代理人签发给托运人的提单,应为“已装船”提单,如果托运人事先已取得这种货物的物权单据,应交还这种单据,换取“已装船”提单。但是,也可以根据承运人的决定,在装货港由承运人、船长或其代理人在上述物权单据上注明装货船名和装船日期。经过这样注明的上述单据,如果载有第三条第3款所指项目,即应成为本条所指的“已装船”提单。
8. Any clause, covenant, or agreement in a contract of carriage relieving the carrier or the ship from liability for loss or damage to, or in connexion with, goods arising from negligence, fault, or failure in the duties and obligations provided in this Article or lessening such liability otherwise than as provided in this Convention, shall be null and void and of no effect. A benefit of insurance in favour of the carrier or similar clause shall be deemed to be a clause relieving the carrier from liability.
8.运输合同中的任何条款、约定或协议,凡是解除承运人或船舶对由于疏忽、过失或未履行本条规定的责任和义务,因而引起货物或关于货物的灭失或损害的责任的,或以下同于本公约的规定减轻这种责任的,则一律无效。有利于承运人的保险利益或类似的条款,应视为属于免除承运人责任的条款。
Article 4
1. Neither the carrier nor the ship shall be liable for loss or damage arising or resulting from unseaworthiness unless caused by want of due diligence on the part of the carrier to make the ship seaworthy and to secure that the ship is properly manned, equipped and supplied, and to make the holds, refrigerating and cool chambers and all other parts of the ship in which goods are carried fit and safe for their reception, carriage and preservation in accordance with the provisions of paragraph 1 of Article 3. Whenever loss or damage has resulted from unseaworthiness the burden of proving the exercise of due diligence shall be on the carrier or other person claiming exemption under this Article.
1.不论承运人或船舶,对于因不适航所引起的灭失或损坏,都不负责,除非造成的原因是由于承运人未按第三条第1款的规定,克尽职责;使船舶适航;保证适当地配备船员、装备和供应该船,以及使货舱、冷藏舱和该船的其它装货处所能适宜并安全地收受、运送和保管货物。凡由于船舶不适航所引起的灭失和损害,对于已克尽职责的举证责任,应由根据本条规定要求免责的承运人或其他人承担。
2. Neither the carrier nor the ship shall be responsible for loss or damage arising or resulting from:
2.不论承运人或船舶,对由于下列原因引起或造成的灭失或损坏,都不负责:
(a) Act, neglect, or default of the master, mariner, pilot, or the servants of the carrier in the navigation or in the management of the ship.
(a)
(b) Fire, unless caused by the actual fault or privity of the carrier.
(b)
(c) Perils, dangers and accidents of the sea or other navigable waters.
(c)
(d) Act of God. (d)
(e) Act of war. (e)
(f) Act of public enemies. (f)
(g) Arrest or restraint or princes, rulers or people, or seizure under legal process.
(g)
(h) Quarantine restrictions. (h)
(i) Act or omission of the shipper or owner of the goods, his agent or representative.
(i)
(j) Strikes or lockouts or stoppage or restraint of labour from whatever cause, whether partial or general.
(j)
(k) Riots and civil commotions. (k)
(l) Saving or attempting to save life or property at sea. (l)
(m) Wastage in bulk or weight or any other loss or damage arising from inherent defect, quality or vice of the goods.
(m)
(n) Insufficiency of packing. (n)
(o) Insufficiency or inadequacy of marks. (o)
(p) Latent defects not discoverable by due diligence. (p)
(q) Any other cause arising without the actual fault or privity of the carrier, or without the actual fault or neglect of the agents or servants of the carrier, but the burden of proof shall be on the person claiming the benefit of this exception to show that neither the actual fault or privity of the carrier nor the fault or neglect of the agents or servants of the carrier contributed to the loss or damage.
3. The shipper shall not be responsible for loss or damage sustained by the carrier or the ship arising or resulting from any cause without the act, fault or neglect of the shipper, his agents or his servants.
3.对于任何非因托运人、托运人的代理人或其雇佣人员的行为、过失或疏忽所引起的使承运人或船舶遭受的灭失或损坏,托运人不负责任。
4. Any deviation in saving or attempting to save life or property at sea or any reasonable deviation shall not be deemed to be an infringement or breach of this Convention or of the contract of carriage, and the carrier shall not be liable for any loss or damage resulting therefrom.
4.为救助或企图救助海上人命或财产而发生的绕航,或任何合理绕航,都不能作为破坏或违反本公约或运输合同的行为;承运人对由此而引起的任何灭失或损害,都不负责。
5. Neither the carrier nor the ship shall in any event be or become liable for any loss or damage to or in connexion with goods in an amount exceeding 100 pounds sterling per package or unit, or the equivalent of that sum in other currency unless the nature and value of such goods have been declared by the shipper before shipment and inserted in the bill of lading.
5.承运人或是船舶,在任何情况下对货物或与货物有关的灭失或损害,每件或每计费单位超过一百英镑或与其等值的其他货币的部分,都不负责;但托运人于装货前已就该项货物的性质和价值提出声明,并已在提单中注明的,不在此限。
This declaration if embodied in the bill of lading shall be prima facie evidence, but shall not be binding or conclusive on the carrier.
By agreement between the carrier, master or agent of the carrier and the shipper another maximum amount than that mentioned in this paragraph may be fixed, provided that such maximum shall not be less than the figure above named.
经承运人、船长或承运人的代理人与托运人双方协议,可规定不同于本款规定的另一最高限额,但该最高限额不得低于上述数额。
Neither the carrier nor the ship shall be responsible in any event for loss or damage to, or in connexion with, goods if the nature or value thereof has been knowingly misstated by the shipper in the bill of lading.
6. Goods of an inflammable, explosive or dangerous nature to the shipment whereof the carrier, master or agent of the carrier has not consented with knowledge of their nature and character, may at any time before discharge be landed at any place, or destroyed or rendered innocuous by the carrier without compensation and the shipper of such goods shall be liable for all damage and expenses directly or indirectly arising out of or resulting from such shipment. If any such goods shipped with such knowledge and consent shall become a danger to the ship or cargo, they may in like manner be landed at any place, or destroyed or rendered innocuous by the carrier without liability on the part of the carrier except to general average, if any.
6.承运人、船长或承运人的代理人对于事先不知性质而装载的具有易燃、爆炸或危险性的货物,可在卸货前的任何时候将其卸在任何地点,或将其销毁,或使之无害,而不予赔偿;该项货物的托运人,应对由于装载该项货物而直接或间接引起的一切损害或费用负责。如果承运人知道该项货物的性质,并已同意装载,则在该项货物对船舶或货载发生危险时,亦得同样将该项货物卸在任何地点,或将其销毁,或使之无害,而不负赔偿责任,但如发生共同海损不在此限。
Article 5
A carrier shall be at liberty to surrender in whole or in part all or any of his rights and immunities or to increase any of his responsibilities and obligations under this Convention, provided such surrender or increase shall be embodied in the bill of lading issued to the shipper.
承运人可以自由地全部或部分放弃本公约中所规定的他的权利和豁免,或增加他所应承担的任何一项责任和义务。但是这种放弃或增加,须在签发给托运人的提单上注明。
The provisions of this Convention shall not be applicable to charter parties, but if bills of lading are issued in the case of a ship under a charter party they shall comply with the terms of this Convention. Nothing in these rules shall be held to prevent the insertion in a bill of lading of any lawful provision regarding general average.
本公约的规定,不适用于租船合同,但如果提单是根据租船合同签发的,则上述提单应符合本公约的规定。本公约中的任何规定,都不得妨碍在提单中加注有关共同海损的任何合法条款。
Article 6第六条
Notwithstanding the provisions of the preceding Articles, a carrier, master or agent of the carrier and a shipper shall in regard to any particular goods be at liberty to enter into any agreement in any terms as to the responsibility and liability of the carrier for such goods, and as to the rights and immunities of the carrier in respect of such goods, or his obligation as to seaworthiness, so far as this stipulation is not contrary to public policy, or the care or diligence of his servants or agents in regard to the loading, handling, stowage, carriage, custody, care and discharge of the goods carried by sea, provided that in this case no bill of lading has been or shall be issued and that the terms agreed shall be embodied in a receipt which shall be a non-negotiable document and shall be marked as such.
虽有前述各条规定,只要不违反公共秩序,承运人、船长或承运人的代理人得与托运人就承运人对任何特定货物应负的责任和应尽的义务,及其所享受的权利与豁免,或船舶适航的责任等,以任何条件,自由地订立任何协议。或就承运人雇佣人员或代理人在海运货物的装载、搬运、积载、运送、保管、照料和卸载方面应注意及谨慎的事项,自由订立任何协议。但在这种情况下,必须是未曾签发或将不签发提单,而且应将上述协议的条款载入不得转让并注明这种字样的单证内。
Any agreement so entered into shall have full legal effect.
这样订立的任何协议,都具有完全的法律效力。
Provided that this Article shall not apply to ordinary commercial shipments made in the ordinary course of trade, but only to other shipments where the character or condition of the property to be carried or the circumstances, terms and conditions under which the carriage is to be performed are such as reasonably to justify a special agreement.
Article 7
Nothing herein contained shall prevent a carrier or a shipper from entering into any agreement, stipulation, condition, reservation or exemption as to the responsibility and liability of the carrier or the ship for the loss or damage to, or in connexion with, the custody and care and handling of goods prior to the loading on, and subsequent to, the discharge from the ship on which the goods are carried by sea.
本条约中的任何规定,都不妨碍承运人或托运人就承运人或船舶对海运船舶所载货物于装船以前或卸船以后所受灭失或损害,或与货物的保管、照料和搬运有关的灭失或损害所应承担的责任与义务,订立任何协议、规定、条件、保留或免责条款。
Article 8
The provisions of this Convention shall not affect the rights and obligations of the carrier under any statute for the time being in force relating to the limitation of the liability of owners of sea-going vessels.
本公约各条规定,都不影响有关海运船舶所有人责任限制的任何现行法令所规定的承运人的权利和义务。
Article 9第八条
The monetary units mentioned in this Convention are to be taken to be gold value.
本公约所提到的货币单位为金价。
Those contracting States in which the pound sterling is not a monetary unit reserve to themselves the right of translating the sums indicated in this Convention in terms of pound sterling into terms of their own monetary system in round figures.
凡缔约国中不以英镑作为货币单位的,得保留其将本公约所指的英镑数额以四舍五入的方式折合为本国货币的权利。
The national laws may reserve to the debtor the right of discharging his debt in national currency according to the rate of exchange prevailing on the day of the arrival of the ship at the port of discharge of the goods concerned.
Article 10
The provisions of this Convention shall apply to all bills of lading issued in any of the contracting States.
本公约和各项规定,适用于在任何缔约国所签发的一切提单。
Article 11第十一条
After an interval of not more than two years from the day on which the Convention is signed, the Belgian Government shall place itself in communication with the Governments of the High Contracting Parties which have declared themselves prepared to ratify the Convention, with a view to deciding whether it shall be put into force. The ratifications shall be deposited at Brussels at a date to be fixed by agreement among the said Governments. The first deposit of ratifications shall be recorded in a procès-verbal signed by the representatives of the Powers which take part therein and by the Belgian Minister of Foreign Affairs.
自本公约签字之日起不超过二年的期限内,比利时政府应与已声明拟批准本公约的缔约国保持联系,以便决定是否使本公约生效。批准书应于各缔约国协商确定的日期交存于布鲁塞尔。首次交存的批准书应载入由参加国代表及比利时外交部长签署的议定书内。
The subsequent deposit of ratifications shall be made by means of a written notification, addressed to the Belgian Government and accompanied by the instrument of ratification.
A duly certified copy of the procès-verbal relating to the first deposit of ratifications, of the notifications referred to in the previous paragraph, and also of the instruments of ratification accompanying them, shall be immediately sent by the Belgian Government through the diplomatic channel to the Powers who have signed this Convention or who have acceded to it. In the cases contemplated in the preceding paragraph, the said Government shall inform them at the same time of the date on which it received the notification.
比利时政府,应立即将有关记载首次交存批准书的议定书和上段所指的通知,随附批准书等的核证无误的副本,通过外交途径送交已签署本公约或已加入本公约的国家。在上段所指情况下,比利时政府应于收到通知的同时,知照各国。
Article 12
Non-signatory States may accede to the present Convention whether or not they have been represented at the International Conference at Brussels.
凡未签署本公约的国家,不论是否已出席在布鲁塞尔召开的国际会议,都可以加入本公约。
A State which desires to accede shall notify its intention in writing to the Belgian Government, forwarding to it the document of accession, which shall be deposited in the archives of the said Government.
拟加入本公约的国家,应将其意图用书面通知比利时政府,并送交其加入的文件,该项文件应存放在比利时政府档案库。
The Belgian Government shall immediately forward to all the States which have signed or acceded to the Convention a duly certified copy of the notification and of the act of accession, mentioning the date on which it received the notification.
Article 13第十三条
The High Contracting Parties may at the time of signature, ratification or accession declare that their acceptance of the present Convention does not include any or all of the self-governing dominions, or of the colonies, overseas possessions, protectorates or territories under their sovereignty or authority, and they may subsequently accede separately on behalf of any self-governing dominion, colony, overseas possession, protectorate or territory excluded in their declaration. They may also denounce the Convention separately in accordance with its provisions in respect of any self-governing dominion, or any colony, overseas possession, protectorate or territory under their sovereignty or authority.
缔约国的签署、批准或加入本公约时,可以声明其接受本公约并不包括其任何或全部自治领或殖民地、海外属地、保护国或在其主权或权力管辖下的地域;并且可以在此后代表这些声明中未包括的任何自治领或殖民地、海外属地、保护国或地域将分别加入本公约。各缔约国还可以根据本公约的规定,代表其任何自治领或殖民地、海外属地、保护国或其主权或权力管辖下的地域将分别声明退出本公约。
Article 14
The present Convention shall take effect, in the case of the States which have taken part in the first deposit of ratifications, one year after the date of the protocol recording such deposit.
As respects the States which ratify subsequently or which accede, and also in cases in which the Convention is subsequently put into effect in accordance with Article 13, it shall take effect six months after the notifications specified in paragraph 2 of Article 11 and paragraph 2 of Article 12 have been received by the Belgian Government.
本公约在首批交存批准书的各国之间,于议定书记载此项交存之日起一年后开始生效。此后批准或加入本公约的各国或根据第十三条规定使公约生效的各国,于此比利时政府收到第十一条第2款及第十二条第2段所指的通知六个月后生效。
Article 15第十五条
In the event of one of the contracting States wishing to denounce the present Convention, the denunciation shall be notified in writing to the Belgian Government, which shall immediately communicate a duly certified copy of the notification to all the other States, informing them of the date on which it was received.
如有缔约国欲退出本公约,应用书面通知比利时政府,比利时政府立即将核证无误的通知副本分送其他国家,并注明其收到上述通知的日期。
The denunciation shall only operate in respect of the State which made the notification, and on the expiry of one year after the notification has reached the Belgian Government.
这种退出只对提出通知的国家有效,生效日期从上述通知送达比利时政府之日起一年以后开始。
Article 16
Any one of the contracting States shall have the right to call for a fresh conference with a view to considering possible amendments.
任何一个缔约国都有权就考虑修改本公约事项,请求召开新的会议。
A State which would exercise this right should notify its intention to the other States through the Belgian Government, which would make arrangements for convening the Conference.
欲行使此项权利的国家,应通过比利时政府将其意图通知其他国家,由比利时政府安排召开会议事宜。
DONE at Brussels, in a single copy, August 25th, 1924.
At the time of signing the International Convention for the Unification of Certain Rules of Law relating to Bills of Lading the Plenipotentiaries whose signatures appear below have adopted this Protocol, which will have the same force and the same value as if its provisions were inserted in the text of the Convention to which it relates.
The High Contracting Parties may give effect to this Convention either by giving it the force of law or by including in their national legislation in a form appropriate to that legislation the rules adopted under this Convention.
They may reserve the right:
1. To prescribe that in the cases referred to in paragraph 2(c) to (p) of Article 4 the holder of a bill of lading shall be entitled to establish responsibility for loss or damage arising from the personal fault of the carrier or the fault of his servants which are not covered by paragraph (a).
2. To apply Article 6 in so far as the national coasting trade is concerned to all classes of goods without taking account of the restriction set out in the last paragraph of that Article.
DONE at Brussels, in single copy, August 25th, 1924.
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